To further enhance the eligibility management of traders and regulate relevant business processes, the Shanghai Futures Exchange has formulated the Operational Guidelines for the Futures Trader Eligibility Rules of the Shanghai Futures Exchange (“Operational Guidelines”) (Appendix 1) in accordance with the Futures Trader Eligibility Rules of the Shanghai Futures Exchange. The Operational Guidelines is hereby released，and take effect as of the date of promulgation. The Operational Guidelines for the Options Investor Eligibility Rules of the Shanghai Futures Exchange shall be repealed simultaneously.
With respect to the requirement of filing trading codes associated with trading privileges obtained by clients, each futures member may send a completed Information Form for Trading Privileges in Eligible Products for Clients (Appendix 2) to (email address) due to adjustments to be made to relevant systems. A new method for filing of trading codes will be separately notified after the completion of such adjustments.
The Chinese versions of the Operational Guidelines can be found on the Chinese Website. In the event of any inconsistency between the Chinese version and English translation, the Chinese version shall prevail.

Appendix:
1. Operational Guidelines for the Futures Trader Eligibility Rules of the Shanghai Futures Exchange
2. Information Form for Trading Privileges in Eligible Products for Clients

Disclaimer: The guidelines of the Shanghai Futures Exchange are made in Chinese. The English version of such guidelines is for reference only and shall have no legal effect.

Shanghai Futures Exchange
May 31 2019