To better intensify risk prevention and first-line regulation, standardize futures trading behaviors and to guarantee the legitimate interests of participants in the futures market, Shanghai Futures Exchange has been continuing its efforts to investigate and punish violations correspondingly. The investigation and punishment against violations of May are listed as follows:

Having investigated 7 cases of trading behaviors that have caused abnormal price fluctuation, the Exchange has set cases against 3 of them which may have violated trading rules.

81 cases of abnormal trading have been dealt with by the Exchange, including 26 cases for exceeding the limits of self-matching trading, 51 cases for exceeding the limits of frequent order placement and cancellation, 3 cases for exceeding the limits of large-sized order placement and cancellation and 1 case for exceeding the limits of combined position held in account group of control relationships. The Exchange has publized to the market about one (1) client who has reached standards of abnormal trading set by the Exchange, and restricted him from position opening.