To: All Investors

Filing Serial: [2013] No. 17

October 22, 2013

In order to enhance the operation of the futures market and expand the team of institutional investors, and cater to the needs on open interests held by clients of special corporation, the Exchange hereby develops the Spread Trading Rules and makes the amendments to the Risk Control and Management Rules accordingly. Effective on December 2, 2013, these two rules are hereby promulgated after having been adopted by the 32nd Meeting of the 2nd Session of the Board of Directors of the Shanghai Futures Exchange and also been reported to the CSRC.

Appendices： 1．The Spread Trading Rules

2．Amendments to the Risk Control and Management Rules

（Please visit the Exchange’s Member Service System and homepage for contents of the appendix）