As all the member firms shall be notified:

In accordance with the relevant provisions of Client Account Management Requirements in Futures market stipulated by China Securities Regulatory Commission and Special Unit Client Unified Account Operational Guidelines (Interim)（hereinafter referred to as the Guidelines）of China Futures Margin Monitoring Center, during the transition period of unified account system reform, FCM members may directly apply for the special unit client's account business in Shanghai Futures Exchange. The notices for special unit client account during transitional period are hereby listed as follows:

1. Applications of trading code

FCM members applying for trading code for special unit clients shall submit the application form and related documents, with all content and format complying with the Guidelines.

FCM members shall carry out a comprehensive real-name system to audit for the special unit clients, as well as the authenticity, accuracy and completeness of all the submitted account information. After the approval, FCM members shall submit all the documents to the Trading Department of Shanghai Futures Exchange, which will reply within 10 working days of the acceptance.

2. Cancellation of trading code

If the customer assets are under the management of duration, then at the end of the duration, FCM members shall promptly apply to the Exchange for the cancellation of trading code.

Contractor: Ding Zhenhua; Wu Qingping

Tel: 8621-68401492; 8621-68400330