Futures company members that reach the reporting limit of the exchange, when submitting major account reports, need to log into the member service system, fill in major account reporting forms for futures company members, sign them and affix official seals on them. The transaction statements of the top five clients in position holding need to be affixed with the official seals of the futures companies, scanned, and uploaded to the member service system together with scanned copies of the reporting forms.

 

(2) Clients of Futures Company Members Submitting Major Account Reports

 

The futures company members whose clients reach the reporting limit of the exchange and are submitting reports to the exchange, need to log into the member service system and export blank major account reporting forms for the clients to fill in, confirm and sign. The futures company members then need to affix the official seals on the forms, and upload the scanned copies of the forms and of the transaction statements of the reporting clients to the member service system.

 

(3) Non-futures Company Members

 

Non-futures company members that reach the reporting limit, when submitting major account reports, need to log into the member service system, fill in the major account reporting forms for non-futures company members, sign them and affix them with the official seals, and upload the reporting forms and transaction statements to the member service system.