Business Profile

       Settlement refers to business activities in which member’s trade margins, P&L, transaction fee, payment for delivery of goods and other relevant funds are calculated and transferred based on trading results and the Exchange’s relevant regulations.

Procedures Involved

       Procedures for handling funds deposit by member； Procedures for handling funds withdrawal by member； Procedures for forced liquidation for insufficiency of margin； Business procedures for authorization on funds operator； Business procedures for removal of funds operator； Procedures for opening special funds account for member； Procedures for change of member’s special funds account； Procedures for cancellation of member’s special funds account； Mainly involves the Detailed Settlement Rules and the Rules on Risk Control。

Specific Business

+ Procedures for handling funds deposit by member

Business Description

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Forms and Materials

Corresponding Management System

Business Contact

Mr. Chen
021-68400422
Miss Li
021-68400421

Business Procedures

+ Procedures for handling funds withdrawal by member

Business Description

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Forms and Materials

Corresponding Management System

Business Contact

Mr. Chen
021-68400422
Miss Li
021-68400421

Business Procedures

+ Procedures for forced liquidation for insufficiency of margin

Business Description

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Forms and Materials

Corresponding Management System

Business Contact

Miss Du
021-68400417
Mr. Dai
021-68401501

Business Procedures

+ Business procedures for authorization on funds operator

Business Description

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Forms and Materials

The Letter of Authorization on SHFE Funds Operator >>

Corresponding Management System

Business Contact

Miss Du
021-68400417
Mr. Dai
021-68401501

Business Procedures

+ Business procedures for removal of funds operator

Business Description

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Forms and Materials

The Certificate of Cancellation of Authorization on SHFE Funds Operator >>

Corresponding Management System

Business Contact

Miss Du
021-68400417
Mr. Dai
021-68401501

Business Procedures

+ Procedures for opening special funds account for member

Business Description

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Forms and Materials

The Application Form for Opening Special Funds Account for SHFE Member >>

Corresponding Management System

Business Contact

Miss Liu
021-68400412
Miss Zhang
021-68401491

Business Procedures

+ Procedures for change of member’s special funds account

Business Description

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Forms and Materials

The Application Form for Change of SHFE Member’s Special Funds Account >>

Corresponding Management System

Business Contact

Miss Liu
021-68400412
Miss Zhang
021-68401491

Business Procedures

+ Procedures for cancellation of member’s special funds account

Business Description

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Forms and Materials

The Application Form for Cancellation of SHFE Member’s Special Funds Account >>

Corresponding Management System

Business Contact

Miss Liu
021-68400412
Miss Zhang
021-68401491

Business Procedures

+ Procedures for registration of settlement clerk

Business Description

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Forms and Materials

a) The Letter of Authorization on SHFE Settlement Clerk by Legal Person >>

Corresponding Management System

Business Contact

Mr. Zheng
021-68401289

Business Procedures

+ Procedures for cancellation of settlement clerk

Business Description

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Forms and Materials

The Certificate of Cancellation of Authorization on SHFE Settlement Clerk by Legal Person >>

Corresponding Management System

Business Contact

Mr. Zheng
021-68401289

Business Procedures